Are you prepared for training and enablement, review cycles, clear metrics and putting in place a control framework to comply with ASIC’s Design and Distribution Obligations?
Are you set up for sustained success?
It’s one thing to set up all the elements that deliver change, but often the real challenge is to effectively manage these elements proactively and sustainably over time. It’s not only important to have prepared well for regulatory obligations, but also to have put in place the ongoing management and execution to ensure continued compliance. After all, compliance is a journey, not a destination.
Insights and free high-level diagnostics
Click on our topics below to learn more about the requirements of regulatory obligations and access free high-level diagnostics to measure how well you are moving from project to process.